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Biostatistics (2004), 5, 3, pp. 445-464
Biostatistics Vol. 5 No. 3 © Oxford University Press 2004; all rights reserved.

Analyzing incomplete longitudinal clinical trial data

Geert Molenberghs*, Herbert Thijs, Ivy Jansen and Caroline Beunckens

Center for Statistics, Limburgs Universitair Centrum, Universitaire Campus, B-3590 Diepenbeek, Belgium
geert.molenberghs{at}luc.ac.be

Michael G. Kenward

London School of Hygiene and Tropical Medicine, London, UK

Craig Mallinckrodt

Eli Lilly and Company, Indianapolis, IN, USA

Raymond J. Carroll

Department of Statistics, Texas A & M University, College Station, TX, USA

* To whom corespondence should be addressed.

Using standard missing data taxonomy, due to Rubin and co-workers, and simple algebraic derivations, it is argued that some simple but commonly used methods to handle incomplete longitudinal clinical trial data, such as complete case analyses and methods based on last observation carried forward, require restrictive assumptions and stand on a weaker theoretical foundation than likelihood-based methods developed under the missing at random (MAR) framework. Given the availability of flexible software for analyzing longitudinal sequences of unequal length, implementation of likelihood-based MAR analyses is not limited by computational considerations. While such analyses are valid under the comparatively weak assumption of MAR, the possibility of data missing not at random (MNAR) is difficult to rule out. It is argued, however, that MNAR analyses are, themselves, surrounded with problems and therefore, rather than ignoring MNAR analyses altogether or blindly shifting to them, their optimal place is within sensitivity analysis. The concepts developed here are illustrated using data from three clinical trials, where it is shown that the analysis method may have an impact on the conclusions of the study.

Keywords: Complete case analysis; Ignorability; Last observation carried forward; Missing at random; Missing completely at random; Missing not at random


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